钨掺杂二氧化钒薄膜的THz波段相变性能的研究
毛茂1, 黄婉霞1, 张雅鑫2, 颜家振1, 罗轶1, 施奇武1, 蔡靖涵1
1. 四川大学 材料科学与工程学院, 成都610064
2. 电子科技大学 物理电子学院, 成都610054
摘要

通过溶胶-凝胶法制备纯的VO2和W掺杂的VO2薄膜, 并且进行了XPS、AFM和XRD的分析与表征, 并观察了其微观形貌和结构. 同时研究了VO2和W掺杂VO2在红外光谱(λ=4 μm)和THz(0.3~1.0 THz)区域的金属-绝缘转变性能. 结果表明: 室温下W掺杂的VO2薄膜在红外和THz区域的初始透过率都比纯的VO2薄膜低. 在THz波段, W掺杂的VO2表现出更低的相变温度. 同时在VO2和W掺杂VO2相变过程中, 观察到了金属-绝缘转变和结构转变的现象, W掺杂VO2具有明显的峰位偏移现象.

关键词: 二氧化钒; 红外透过率; 太赫兹; 钨掺杂
中图分类号:TB34   文献标志码:A    文章编号:1000-324X(2012)08-0891-06
Study on Phase Transition Property of Tungsten-doped Vanadium Dioxide Thin Film at Terahertz Range
MAO Mao1, HUANG Wan-Xia1, ZHANG Ya-Xin2, YAN Jia-Zhen1, LUO Yi1, SHI Qi-Wu1, CAI Jing-Han1
1. College of Material Science and Engineering, Sichuan University, Chengdu 610064, China
2. College of Physical Electronics, University of Electronic Science and Technology of China, Chengdu 610054, China
Corresponding author: HUANG Wan-Xia, professor. E-mail:huangwanxiascu@yahoo.com.cn
Abstract

Vanadium dioxide and tungsten-doped (W-doped) vanadium dioxide thin films deposited by aqueous Sol-Gel method were characterized with several different techniques (i.e. X-ray photoelectron spectroscope, atomic force microscope, X-ray diffraction), to determine their morphology and microstructure. Their metal-to-insulator (MIT) phase transition behavior in infrared spectral region (λ=4 μm) and terahertz (THz) spectral region (0.3-1.0 THz) were observed respectivele. The results demonstrate that the transmittance of W-doped VO2 film at room temperature is visibly lower than that of undoped VO2 film in both infrared and terahertz spectral region. The transition temperature of W-doped VO2 film is also lower than that of undoped VO2 film in the THz range. The MIT and structural phase transition (SPT) are observed during the phase transition of VO2 and W-doped VO2, and an obvious change of peak position occurs in W-doped VO2 film.

Keyword: vanadium dioxide; infrared transmittance; terahertz; tungsten doped

Due to the reversible insulator-to-metal transition[ 1], vanadium dioxide have been of considerable interest for a variety of potential applications such as smart windows, optical storage systems, photonic crystals, and a range of electro-optical switching devices[ 2]. The reversible insulator- to-metal phase transition occurs at approximately 68℃ with abrupt electrical and optical properties changes, the temperature of which phase transition is, compared with the other materials, nearest to room temperature. This sudden phenomenon rouses much interest in extensive VO2 film research[ 3, 4, 5, 6, 7, 8]. Most of the studies focus on the properties in the ranges of infrared wave and terahertz (THz) wave[ 3, 4, 5, 9, 10, 11]. For practical use, however, it is mostly necessary that the transition temperature is reduced to near the ambient. Fortunately, the phase transition temperature of VO2 film can be reduced by the method of doping chemical element, and tungsten is the most efficient dopant in lowering the insulator-to-metal (MIT) phase transition temperature Tt[ 12].

Terahertz spectroscopy has been shown to provide the ability for broadband terahertz measurements to reveal the characteristic of VO2 film in the THz band. Recently, Hilton, et al[ 4] reported studies of the MIT of VO2 thin film by using optical-pump terahertz-probe spectroscopy, showing the observed initial condition sensitivity by photon inducing the semiconductor-to-metal transition of VO2 thin film and establishing a dynamic model. There were lots of researchers focusing on the properties of undoped VO2 thin film in the THz band. Little literary precedent has reported the properties of the doped VO2 thin film in the THz band, including W-doped VO2 film (based on our knowledge before). What’s more, most of the VO2 films were prepared by magnetron sputter plating on the substrate of Al2O3, Si and so on[ 3, 4, 5, 6]. While there was (to the best of our knowledge) no literary precedent for the THz properties of VO2 film on the muscovite substrate prepared by Sol-Gel method. (Muscovite is a kind of materials owing high transmittance in both infrared and THz wave, according to our related experimental results.) In addition, lots of studies focus on the MIT and SPT during the VO2 phase transition, but the mechanism of VO2 phase transition is still controversy.

In this work, the VO2 film and W-doped VO2 films were prepared on the muscovite substrates by the method of aqueous Sol-Gel. They were characterized with several different techniques ( i.e . X-ray Photoelectron Spectroscopy, Atomic Force Microscope, X-ray Diffraction), to determine their microstructure. Furthermore, they were also measured by infrared spectroscopy and THz time domain spectroscopy below and above the metal-to- insulator transition temperature to determine their charact-e-ri-stics in the range of middle infrared and THz band (0.3-1.0 THz). And the MIT and SPT were observed and discussed in both undoped VO2 and W-doped VO2 films.

1 Experiment procedure

Thin films were fabricated on muscovite substrate by the means of aqueous Sol-Gel using V2O5 (>99.9% pure) powder as precursor. Ammonium tungstate ((NH4)5H5[H2(WO4)6]•H2O, >99.0% pure) was mixed with V2O5powder and used as additives to introduce doping ions into the films. The powder precursor was heated to 790℃ in a crucible until molten, and then poured into 300 mL deionized water at room temperature. With a period of 2 h stirring the mixed water, a brownish sol was made[ 13].

The muscovite slice was sequentially pre-treated by ethyl alcohol, HCL and NH3•H2O for the purpose of removing some organic contaminations and cation on the cleavage surface. V2O5 film was deposited by spin-coating (KW-4A 1400 r/min, 30 s) and dried in the oven at 60℃ for 20 min, In the next step, the V2O5 film was annealed in Ar atmosphere at 500℃ for 1 h and then cooled to room temperature in the furnace. Each films were about 70 nm thick.

The structure of the films was determined by X-ray diffraction (XRD) using χ’Pert (Philips) diffractometer with Cu Kα ( λ=0.15406 nm) radiation at a grazing angle of 1.5°. The types of the doping ions were detected by X-ray photo-- electron spectroscopy (Kratos, England). The morphologies of the films were described by using a contact mode of atomic force microscope (AFM) (SPA400 of Seiko Instruments) with a conventional Si probe, the probe had a triangular cantilever with sharpened pyramidal tip with a 40 N/m spring constant. The infrared optical properties of the films were determined by Tensor27 (Bruke, Germany) spectrophotometer to analyze the transmittance of the films in the middle infrared range below and above the phase transition temperature. The THz optical properties of them were detected by a THz time domain spectroscopy system (Mai Tai Z-2, Ti:sapphire laser, 70 kHz repetition rate and 110 V bias voltage) with a temperature control stage in the range of 0.3-1.0 THz.

2 Results and discussion

Valence analyses of the obtained W-doped VO2 sample and undoped VO2sample were investigated by the typical XPS spectra as shown in Fig. 1. The spectrum of W doped films (Fig. 1(a)) exhibits a weak peak of W, which indicates that tungsten atoms are successfully doped into VO2 films. Generally, the phase of vanadium oxides can be determined by the characteristic V2p3/2peak position that it is most sensitive to phase change.[ 13]The V2p3/2

binding energies of the samples are respectively 515.9 eV (undoped, in Fig. 1(b)) and 516.3 eV (W doped, in Fig. 1(d)), indicating that the valence of the vanadium is +4 for the two cases. The XRD results (to be discussed later) of the films exhibit the (011) diffraction peak of monoclinic- structured VO2, confirming that the obtained undoped and W-doped vanadium oxide films mainly consists of VO2. The peaks at 400 and 284.9 eV correspond to N1s and C1s, respectively, which attribute to the contaminations on the films surface[ 13]. Figure 1(c) shows the high resolution scans of the V3p, W4f core levels of W doped sample. According to the conclusion of Fig. 1(c) and the standard binding energy of WO3, the doping ions exist as the form of W6+ in the films.

Fig. 1 XPS spectra of the undoped VO2 film and W-doped film

The two films were characterized by X-ray diffraction to determine the nature of the deposited phases. Figure 2 exhibits one sharp diffraction peak at about 2 θ=27°, which matches with the (011) plane of monoclinic VO2. The covered films are so thin that the broad signal from the muscovite substrate can still be detected. The coexisting four peaks of the spectrum at 2 θ=17.76°, 26.83°, 36.20°, 46.65° correspond to muscovite (006),(009),(0012),(0015), respectively, according to JCPDS 07-0042. No other vanadium oxides (such as V2O5 and V2O3) are detected. In addition, peaks of WO3 are not observed in the XRD patterns, indicating the WO3 is doped into films as the solute donor and forming solid solutions with VO2. The XRD patterns reveal that the vanadium dioxide crystal grows on the muscovite substrate with preferred orientated (011) plane, which is the most stable low-index face with the lowest energy of the monoclinic phase. As can be seen from the Fig. 2, for the undoped sample, d is 0.32031 nm and FWHM (full width at half maximum)=0.552°; while for W doped sample, d is 0.32056 nm and FWHM=0.444°. According to the Sherry FFormulaSSormula, the crystallite dimension of the films can be estimated. It is indicated that the crystallite dimensions D equal 23.7 nm (undoped VO2, R=2.60%) and 18.9nm (W-doped VO2, R=2.58%). Meanwhile, from the surface morphology analysis of AFM detection in Fig. 3, the undoped VO2 film is composed of the larger grains. The area root-mean-square (RMS) roughness is 5.33 nm (in Fig. 3(a)). The W-doped VO2 film has a RMS roughness of 3.04 nm (in Fig. 3(b)). The results suggest that doping tungsten reduces the grains size and smoothes the surface. As a consequence of the same substrates and coating technical, the thickness of the two films are quite similar. So the difference of the film surface morphology above is mainly due to the decrease of the interfacial energy between the VO2films and the substrates by doping tungsten, influencing the growing of the VO2 crystal on the muscovite surface. In addition, it is interesting to notice that under the same annealing condition, the degree of crystallization for the VO2 films is partly improved by doping tungsten.

Fig. 2 XRD patterns of the undoped and W-doped VO2 films at room temperature

Fig. 3 AFM images of a 2000 nm×2000 nm scan area of (a) undoped and (b) W-doped VO2 films deposited on muscovite substrates

To analyze the IR optical behavior of the W-doped and undoped films, the IR transmittance of each film was measured from room temperature to the temperature above the phase transition. The IR transmittance hysteresis loops of each film at λ=4 μm are schematically illustrated in Fig. 4. This value of energy ( λ=4 μm) is chosen because the change upon transition is quite large, and hence easier to monitor. To determine the transition temperature, the derivative of the infrared transmittance of heating and cooling curves has been calculated. THTinvolved in heatingand TCLinvolved in cooling refer to temperatures at which infrared transmittance of the film changes most dramatically. And the phase-transition temperature ( T t) = ( THT+ TCL)/2. According to the experiment, for the undoped VO2 film, the T t was about 67℃ and the infrared transmittance change of above 65% was observed at λ=4 μm. It is worth mentioning that the initial transmittance is nearly 85% for the undoped VO2 film. On the other hand, for the W doped VO2 film, T t is about 35℃, obviously lower than that of undoped VO2 film. The infrared transmittance variation is about 48% before and after phase transition at λ=4 μm. In addition, there is less than 50% for the initial transmittance of W doped VO2 film, which is approximately 35% lower than that of undoped film.

Fig. 4 Comparison of the optical hysteresis at 2500 cm-1(4 μm) obtained from the temperature dependence of optical transmittance of VO2 and W-doped VO2 films

As can be seen from the XPS analysis, the valence of W in W-doped film is +6. According to the reported literature, W6+ ion in the crystal lattice of VO2 substitutes the V4+ ion. Two d-shell electrons from W ion will transfer to the neighboring V ions to form V3+-W6+ and V3+-V4+ pairs. As a result, the VO2 phase becomes destabilized and the forbidden band gap is reduced, leading to the decrease of the insulator-to-metal transition temperature[ 7, 14]. In addition, the localized electron becomes more active to transit to conduction band and absorbed the photon energy in the range of infrared band so that the initial transmittance of tungsten doped VO2 film becomes much lower[ 15, 16].

Figure 5 shows the transmission spectra for undoped and W-doped VO2films in the frequency range of 0.3- 1.0 THz with device temperature increasing from 33℃ to 80℃. The spectrum at room temperature exhibits a remar-kable transparency of the two VO2 films to the THz signal, because both the insulating VO2 film and the muscovite substrate are transparent to THz wave from 0.3 THz to 1.5 THz, according to our previous experiments. However, as the temperature is increased, significant attenuations to the THz signal were observed; according to related literature[ 3, 4, 5, 6, 17, 18], it indicates that the insulator-to-metal transition occurs with the temperature of VO2 films rise. The attenuations to the THz signal mainly results from the Drude loss. And the Fresnel reflection loss can be ignored due to the fact that the depth of each film (approximately 60 nm) is substantially smaller than the THz wavelength[ 17]. Meanwhile, it is apparent to find the “red shift” phenomenon (more remarkable for the W doped VO2 film at 0.85 THz) during the phase change process. There exits significant difference between the THz frequency domain spectrum of pure VO2 and that of W-doped VO2. The W-doped VO2 exhibits a more obvious fluctuating spectrum. It is proposed that W6+ ion in the crystal lattice of VO2 substitutes the V4+ ion, and new V3+-W6+ and V3+-V4+ pairs were formed[ 7], resulting in the reduction of forbidden band gap and variation of lattice parameter (this has been mentioned in the XRD analysis); as a result, these changes may partly modify the THz frequency domain spectrum of W-doped VO2film. In addition, with the temperature increasing, the change of THz signal intensity (displayed in Fig. 5(c)) was respectively observed at 0.65 THz (undoped VO2) and 0.45 THz (W-doped VO2). For the undoped VO2 film, the THz signal intensity began to decrease sharply at about 60℃, and the most obvious change was at 67℃. For the W-doped VO2 film, it started at 30℃, and the most obvious change was observed at 45℃.

Fig. 5 THz frequency domain spectra of (a) undoped VO2 film, (b) W-doped VO2 film and (c) heating curves of undoped and W-doped VO2 films

The studies have confirmed that VO2 undergoes metal-insulator transition (MIT) and the structural phase transition (SPT) near 68℃[ 4, 5, 19]. In Fig. 5(a), it is obvious to find that the intensity of the peak at 0.68 THz decrease, which indicates the MIT occur, and the attenuation is induced by carriers[ 5]. With the increase of temperature, the peak at 0.68 THz disappears near 72℃, and then the peak position is different(at 0.65 THz) and over 0.3 THz. This indicates the SPT during the VO2 phase transition occurs[ 4, 19]. What is more, there are more obvious MIT and SPT phenomenon in W-doped VO2 film. In Fig. 5(b), there is a peak at 0.85 THz below 37℃. Then with the increase of temperature, the peak position is changed (over 0.1 THz) and new peak appears at 0.75 THz. There also exits the attenuation of THz FFT intensity. According to the previous reported results[ 5, 19], the change of electronic property and the structural phase transition occur simultaneously suggest for a cooperative mechanism of VO2 MIT and SPT. And the present result is consistent with it.

3 Conclusion

W-doped and undoped VO2 film were deposited on muscovite substrates by aqueous Sol-Gel method and thermally triggered MIT with significant changes of THz signal were detected in both undoped and W-doped VO2 films. For the undoped VO2 film, an obvious peak was observed at 0.68 THz in the THz frequency domain spectrum, but apparent difference was found in the spectrum of W-doped VO2 film. The lower transition temperature in the THz range was observed in W-doped VO2 film. The MIT and SPT were found in both undoped VO2 and W-doped VO2 during the phase transition, which suggested a cooperative mechanism of VO2phase transition. In addition, an obvious change of peak position occured in W-doped VO2 film.

Acknowledgement

We would like to thank for the support of Analysis and Testing Center of Sichuan University.

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